Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlton Thomas McDowell | 2691377 | 3 | 12/01/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 11/24/2004 | Customer Dispute | Pending | $23,000.00 | $0.00 | See FINRA Report |
| Dean Edward Urbanski | 1565963 | 1 | 11/24/2004 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| David Roy Faust | 1831732 | 3 | 11/23/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Theodore Gartman | 2376892 | 2 | 11/02/2004 | Customer Dispute | Pending | $78,000.00 | $0.00 | See FINRA Report |
| David Michael Combs | 2738188 | 4 | 11/02/2004 | Customer Dispute | Pending | $70,289.40 | $0.00 | See FINRA Report |
| Kathryn Edith MacDonald | 1141640 | 2 | 11/01/2004 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Jeffery Christopher Suhayda | 2701734 | 1 | 10/20/2004 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Virginia Ann Arnold | 2908846 | 2 | 10/19/2004 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Desmond Brivik | 1573616 | 8 | 10/18/2004 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |