Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony John Damiano | 1662576 | 4 | 03/16/2005 | Customer Dispute | Pending | $18,000.00 | $0.00 | See FINRA Report |
| J. Herbert Scheer | 1171979 | 1 | 03/15/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Walter Delcavo | 1380483 | 1 | 02/25/2005 | Customer Dispute | Pending | $900,000.00 | $0.00 | See FINRA Report |
| William Mitchell Lefkowitz | 1170503 | 9 | 02/16/2005 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Howard Dale Blakeney | 2112689 | 4 | 01/21/2005 | Customer Dispute | Pending | $462.51 | $0.00 | See FINRA Report |
| Richard Allen Baird | 2266227 | 8 | 01/15/2005 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Brian M Wurdemann | 4206425 | 12 | 12/30/2004 | Customer Dispute | Pending | $465,097.00 | $0.00 | See FINRA Report |
| Randy Ray Brunson | 1421275 | 3 | 12/20/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Frank Arthur Dasse | 2083918 | 2 | 12/10/2004 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Colleen Dawn Brooks | 2531495 | 1 | 12/09/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |