Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Charles Burke | 2156205 | 3 | 06/23/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Phillip McEachern | 1096457 | 2 | 05/26/2005 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Homer Lagene Hutchings | 254001 | 1 | 05/23/2005 | Customer Dispute | Pending | $240,000.00 | $0.00 | See FINRA Report |
| Leonard Alan Feigenbaum | 205579 | 7 | 05/17/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Herman Cox | 1944308 | 3 | 05/10/2005 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 04/08/2005 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Richard Steinberg | 1582710 | 4 | 03/28/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Hyman Maurice Scheff | 412824 | 3 | 03/21/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerrold Norman Weinberg | 1204442 | 1 | 03/21/2005 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Andrew Donald Pasqua | 357459 | 3 | 03/16/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |