Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Marc Shalmi | 1293269 | 9 | 11/04/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Joseph Crupi | 1228861 | 2 | 11/03/2005 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Jeffrey Todd Froio | 2348182 | 2 | 10/26/2005 | Customer Dispute | Pending | $406,000.00 | $0.00 | See FINRA Report |
| Samuel Douglas Cornell | 1790408 | 5 | 09/26/2005 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Marc J Schwartz | 2232526 | 1 | 08/03/2005 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Selwyn Gerber | 2471226 | 2 | 07/26/2005 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Robert David Braun | 2042321 | 2 | 07/25/2005 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Robert Louis Puz | 2619942 | 1 | 07/20/2005 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Hartley | 1522614 | 1 | 07/18/2005 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Grothe-Rodgers | 2611539 | 1 | 06/30/2005 | Customer Dispute | Pending | $209,000.00 | $0.00 | See FINRA Report |