Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Whitney Story | 2656257 | 5 | 02/27/2006 | Customer Dispute | Pending | $18,000.00 | $0.00 | See FINRA Report |
| Dean Ritz | 1920858 | 1 | 01/30/2006 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Suzzette Bagaybagayan Rutherford | 1077488 | 1 | 01/18/2006 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Gregg Theodore Emanuel | 1495043 | 6 | 01/11/2006 | Customer Dispute | Pending | $2,000,000.00 | $0.00 | See FINRA Report |
| Irie Dell Grant | 227487 | 2 | 01/05/2006 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Irvin Woodson | 1529221 | 3 | 12/13/2005 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Khoury Ruben | 1342438 | 3 | 12/12/2005 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Anthony Mario Capozza | 600524 | 3 | 12/01/2005 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Kyle Wayne Gordon | 2364379 | 1 | 11/21/2005 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Walter Avery Darrow | 2401679 | 3 | 11/18/2005 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |