Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Alexander George | 2525268 | 9 | 12/08/2006 | Customer Dispute | Pending | $33,900.00 | $0.00 | See FINRA Report |
| Roy Phillip H Akers | 2173 | 17 | 11/30/2006 | Customer Dispute | Pending | $46,243.00 | $0.00 | See FINRA Report |
| David John Ellrich | 2153485 | 3 | 09/08/2006 | Customer Dispute | Pending | $5,001.00 | $0.00 | See FINRA Report |
| Charles William Burks | 2263015 | 3 | 08/07/2006 | Customer Dispute | Pending | $137,000,000.00 | $137,000,000.00 | See FINRA Report |
| Michael Joseph Barberian | 4344549 | 7 | 07/27/2006 | Customer Dispute | Pending | $40,528.00 | $0.00 | See FINRA Report |
| Michael Joseph Barberian | 4344549 | 7 | 07/27/2006 | Customer Dispute | Pending | $26,137.00 | $0.00 | See FINRA Report |
| Robert Emerson Friedman | 2489162 | 2 | 06/23/2006 | Customer Dispute | Pending | $24,383.40 | $0.00 | See FINRA Report |
| Michael Joseph Riddle | 2208260 | 5 | 04/17/2006 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Harry Seth Datys | 1877750 | 25 | 03/29/2006 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dan Alan Camphausen | 39460 | 10 | 03/01/2006 | Customer Dispute | Pending | $21,000.00 | $0.00 | See FINRA Report |