Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Thomas Casanega | 5014713 | 1 | 08/30/2007 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Henry Davis | 1184183 | 4 | 08/16/2007 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Isaac Shrago | 1078097 | 4 | 05/31/2007 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph John Cantone | 2080861 | 5 | 05/29/2007 | Customer Dispute | Pending | $6,086.07 | $0.00 | See FINRA Report |
| William Patrick Storey | 1790541 | 1 | 04/25/2007 | Customer Dispute | Pending | $8,315.00 | $0.00 | See FINRA Report |
| David Courtney Gardner | 5278182 | 1 | 04/17/2007 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Howard Charles Corum | 2187316 | 13 | 04/09/2007 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Alexander George | 2525268 | 9 | 03/11/2007 | Customer Dispute | Pending | $360,000.00 | $0.00 | See FINRA Report |
| Joseph John Cantone | 2080861 | 5 | 01/05/2007 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Ronald Dale Davis | 1316018 | 1 | 12/28/2006 | Customer Dispute | Pending | $9,100.00 | $0.00 | See FINRA Report |