Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julius Raju | 2149430 | 6 | 02/26/2008 | Customer Dispute | Pending | $8,998.69 | $0.00 | See FINRA Report |
| Richard Samuel First | 1014792 | 1 | 02/22/2008 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Norman Cannon Gin | 831759 | 8 | 01/30/2008 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gary Eugene Morgan | 1517009 | 5 | 01/24/2008 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Russell William Newton | 1033369 | 9 | 01/03/2008 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dan Alan Camphausen | 39460 | 10 | 11/01/2007 | Customer Dispute | Pending | $680,000.00 | $0.00 | See FINRA Report |
| Sharon Dianne Mallory | 2313220 | 2 | 10/19/2007 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Jon Espinoza | 4588475 | 6 | 09/24/2007 | Customer Dispute | Pending | $16,000.00 | $0.00 | See FINRA Report |
| Dan Alan Camphausen | 39460 | 10 | 09/21/2007 | Customer Dispute | Pending | $115,292.00 | $0.00 | See FINRA Report |
| Dolly Yuen | 5289914 | 1 | 09/05/2007 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |