Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Hoornweg | 2092648 | 2 | 08/27/2008 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Horacio Gomez-Rabago | 4437037 | 7 | 08/18/2008 | Customer Dispute | Pending | $356,700.00 | $0.00 | See FINRA Report |
| David Allen Marrone | 1354715 | 2 | 08/11/2008 | Customer Dispute | Pending | $73,000.00 | $0.00 | See FINRA Report |
| Michael P Wallace | 4367907 | 2 | 08/07/2008 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ty Jeffrey Young | 2247230 | 4 | 08/06/2008 | Customer Dispute | Pending | $42,884.40 | $0.00 | See FINRA Report |
| Benjamin Yost White | 865408 | 8 | 07/03/2008 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| James Charles Crawford | 1024979 | 4 | 06/11/2008 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Francis Raymond Plummer | 721224 | 1 | 06/04/2008 | Customer Dispute | Pending | $10,558.40 | $0.00 | See FINRA Report |
| Jeffrey R Zoub | 5173298 | 1 | 05/30/2008 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Howard Charles Corum | 2187316 | 13 | 05/29/2008 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |