Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Adam Bourgeois | 3249877 | 1 | 07/29/2009 | Customer Dispute | Pending | $61,000.00 | $0.00 | See FINRA Report |
| Michael Charles Greene | 1172588 | 1 | 07/14/2009 | Customer Dispute | Pending | $65,327.00 | $0.00 | See FINRA Report |
| Scott Goodwin Thomas | 1512697 | 3 | 07/07/2009 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Peter Vargas | 2878497 | 5 | 07/06/2009 | Customer Dispute | Pending | $131,146.00 | $0.00 | See FINRA Report |
| David Alexander Rourke | 2089364 | 6 | 07/01/2009 | Customer Dispute | Pending | $70,702.00 | $0.00 | See FINRA Report |
| Michelle Karin Dunne | 6748256 | 1 | 07/01/2009 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Denis Jobin | 4138435 | 2 | 06/29/2009 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Carmen Georgina Trigo Suarez | 1904934 | 61 | 06/22/2009 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Douglas Bruce Shaw | 1032211 | 14 | 06/19/2009 | Customer Dispute | Pending | $215,000.00 | $0.00 | See FINRA Report |
| Scott Sherman Forbes | 4457266 | 2 | 06/19/2009 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |