Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman Hale Blake | 873703 | 5 | 02/17/2010 | Customer Dispute | Pending | $521,488.00 | $0.00 | See FINRA Report |
| Michael James Burke | 730482 | 1 | 02/15/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Rudolph Rodgers | 1870455 | 3 | 02/10/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Arlen Ray Blackwell | 3144100 | 4 | 02/10/2010 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 02/10/2010 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Jay Master | 2052183 | 25 | 02/03/2010 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Davidson | 1352867 | 5 | 01/25/2010 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Oliver Morgan Hall | 2110287 | 1 | 01/12/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Howard Charles Corum | 2187316 | 13 | 01/04/2010 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| John Michael Franggos | 4073144 | 2 | 12/31/2009 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |