Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hugh Ordway Barndollar | 2084783 | 12 | 06/18/2010 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Lloyd Craig Blankfein | 1452781 | 7 | 06/18/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Runnels | 720109 | 3 | 06/16/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerry Garcia | 2869674 | 2 | 06/11/2010 | Customer Dispute | Pending | $160,000.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 06/10/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeff Glenn Davis | 6071619 | 1 | 06/01/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Morgan Kim Debold | 1268010 | 1 | 06/01/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Everette Leonard Richardson | 1020756 | 1 | 05/27/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Joel Gary Soren | 430758 | 1 | 05/25/2010 | Customer Dispute | Pending | $0.00 | $1,400,000.00 | See FINRA Report |
| Thomas Joseph Fallon | 1035661 | 3 | 05/11/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |