Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Stephen Chaisson | 2353375 | 2 | 10/11/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Gordon Walkow | 2605130 | 5 | 10/05/2010 | Customer Dispute | Pending | $56,084.00 | $0.00 | See FINRA Report |
| Rafael Ramon Sanchez | 1257900 | 12 | 09/30/2010 | Customer Dispute | Pending | $3,625,460.00 | $0.00 | See FINRA Report |
| Salvatore Antonio Veltri | 3080833 | 1 | 09/30/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Watkins Peerman | 1238636 | 1 | 09/17/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Carol Cato Keathley | 1396322 | 3 | 08/30/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eleanore Kulakowski Szymanski | 1528249 | 1 | 08/29/2010 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Roderick Silverius Skeete | 5390209 | 3 | 08/18/2010 | Customer Dispute | Pending | $185,000.00 | $0.00 | See FINRA Report |
| John Louis Sullivan | 1889198 | 1 | 07/22/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| James Andrew McLaughlin | 2203754 | 1 | 07/12/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |