Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diane Patricia Novak | 1857183 | 1 | 04/08/2011 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Michael Labine | 1279935 | 44 | 03/22/2011 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Karl Grant McGhee | 1481438 | 6 | 03/07/2011 | Customer Dispute | Pending | $330,174.00 | $0.00 | See FINRA Report |
| Daniel Gordon Walkow | 2605130 | 5 | 03/06/2011 | Customer Dispute | Pending | $14,637.50 | $0.00 | See FINRA Report |
| Daniel Gordon Walkow | 2605130 | 5 | 03/06/2011 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Robert Gerald Dimeo | 1015085 | 5 | 03/02/2011 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Owen Michel | 2046994 | 2 | 03/02/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Martin Zingalli | 2107382 | 2 | 02/25/2011 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Merlin Earl Ames | 5039655 | 4 | 02/23/2011 | Customer Dispute | Pending | $9,000.00 | $0.00 | See FINRA Report |
| Kurtis Stephen Plumer | 2205124 | 1 | 02/22/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |