Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Eric Helbert | 3093593 | 4 | 06/06/2011 | Customer Dispute | Pending | $29,000.00 | $0.00 | See FINRA Report |
| Ranjit Mangha Kripalani | 1474932 | 7 | 06/06/2011 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Russell Campbell | 4712328 | 2 | 05/31/2011 | Customer Dispute | Pending | $1.00 | $0.00 | See FINRA Report |
| Mark Jason Travis | 2313261 | 3 | 04/28/2011 | Customer Dispute | Pending | $44,425.00 | $0.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 04/22/2011 | Customer Dispute | Pending | $1,200,000.00 | $207,030.00 | See FINRA Report |
| Norman Hale Blake | 873703 | 5 | 04/19/2011 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 04/15/2011 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Rafael Ramon Sanchez | 1257900 | 12 | 04/11/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Byron Lee Preuss | 3260691 | 1 | 04/11/2011 | Customer Dispute | Pending | $557,161.00 | $0.00 | See FINRA Report |
| Robert James Nalisnick | 1834647 | 2 | 04/11/2011 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |