Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Sterling Burdick | 2337311 | 1 | 09/14/2011 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Jonathan Philip Torop | 4010237 | 1 | 09/01/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Dominick Spagnoli | 1781887 | 2 | 07/29/2011 | Customer Dispute | Pending | $812,000.00 | $0.00 | See FINRA Report |
| William George Hart | 2063060 | 9 | 07/26/2011 | Customer Dispute | Pending | $2,000,000.00 | $309,000.00 | See FINRA Report |
| Ranjit Mangha Kripalani | 1474932 | 7 | 07/18/2011 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Jesus Sagorski | 2596213 | 2 | 07/13/2011 | Customer Dispute | Pending | $22,856.30 | $0.00 | See FINRA Report |
| Walter Robert Barnett | 13043 | 1 | 07/08/2011 | Customer Dispute | Pending | $12,644.50 | $0.00 | See FINRA Report |
| James Phillip Medlock | 1663409 | 1 | 07/07/2011 | Customer Dispute | Pending | $207,000.00 | $0.00 | See FINRA Report |
| Marvin Sanders Rosen | 1599313 | 2 | 06/30/2011 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Kyle Patrick Harrington | 2282328 | 13 | 06/28/2011 | Customer Dispute | Pending | $5,001.00 | $0.00 | See FINRA Report |