Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Gene Dewaay | 1297174 | 30 | 12/27/2011 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 12/27/2011 | Customer Dispute | Pending | $73,000.00 | $0.00 | See FINRA Report |
| Alexander Gene Montano | 1961932 | 4 | 12/26/2011 | Customer Dispute | Pending | $356,000.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 12/23/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 12/19/2011 | Customer Dispute | Pending | $62,000.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 12/16/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffery Hal Stroman | 1107272 | 1 | 12/07/2011 | Customer Dispute | Pending | $2,520,600.00 | $0.00 | See FINRA Report |
| Jacob Eilenberg | 2224785 | 3 | 12/02/2011 | Customer Dispute | Pending | $24,500.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 11/28/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Leo Valentine | 1495420 | 12 | 11/28/2011 | Customer Dispute | Pending | $207,826.00 | $0.00 | See FINRA Report |