Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Mayer | 1669852 | 3 | 01/20/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| William Alexander Meserve | 1065074 | 1 | 01/17/2012 | Customer Dispute | Pending | $23,000.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 01/10/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 01/10/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 01/07/2012 | Customer Dispute | Pending | $44,810.60 | $0.00 | See FINRA Report |
| Brian Fitzgerald Boyle | 4193046 | 1 | 01/07/2012 | Customer Dispute | Pending | $44,810.60 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 01/03/2012 | Customer Dispute | Pending | $2,993,730.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 01/03/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Kirten Gautier | 3004946 | 1 | 01/03/2012 | Customer Dispute | Pending | $19,000.00 | $0.00 | See FINRA Report |
| Theodore Gerald Rothman | 405741 | 9 | 12/31/2011 | Customer Dispute | Pending | $304,000.00 | $0.00 | See FINRA Report |