Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melanie Sherry Sweet | 2620987 | 3 | 03/26/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Walter Watson Emery | 1010518 | 3 | 02/28/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerry Lincoln Huttes | 1387625 | 1 | 02/17/2012 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |
| Andrew Richard Blair | 22795 | 1 | 02/14/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 02/10/2012 | Customer Dispute | Pending | $170,000.00 | $0.00 | See FINRA Report |
| James Rodney McGee | 5809069 | 1 | 02/09/2012 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 02/06/2012 | Customer Dispute | Pending | $240,000.00 | $0.00 | See FINRA Report |
| John Claybourn Frakes | 2045294 | 3 | 01/30/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 01/26/2012 | Customer Dispute | Pending | $999,999.00 | $0.00 | See FINRA Report |
| Alexander Gene Montano | 1961932 | 4 | 01/24/2012 | Customer Dispute | Pending | $779,954.00 | $0.00 | See FINRA Report |