Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Allen Goldberg | 223972 | 9 | 05/09/2012 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Peter Michael Muscianese | 4932687 | 6 | 04/24/2012 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Melanie Sherry Sweet | 2620987 | 3 | 04/20/2012 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Ranjit Mangha Kripalani | 1474932 | 7 | 04/20/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| David Craig Conklin | 5960210 | 1 | 04/05/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Grager | 1636107 | 4 | 04/05/2012 | Customer Dispute | Pending | $128,855.00 | $0.00 | See FINRA Report |
| David Michael Levy | 2255938 | 17 | 04/02/2012 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |
| David Paul Broman | 2766936 | 1 | 03/31/2012 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Deanna Lynn Buchholz | 2520652 | 1 | 03/29/2012 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Michael Paul Kress | 275453 | 3 | 03/27/2012 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |