Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Michael Koresko | 1888222 | 5 | 12/20/2012 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Scott Stephen Chaisson | 2353375 | 2 | 11/16/2012 | Customer Dispute | Pending | $5,300,000.00 | $0.00 | See FINRA Report |
| David Gordon Ulmer | 1267810 | 6 | 11/09/2012 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 11/05/2012 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Quinlin | 1564356 | 4 | 10/25/2012 | Customer Dispute | Pending | $4,643,500.00 | $0.00 | See FINRA Report |
| Mark Anthony Moon | 4285387 | 1 | 10/24/2012 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Ranjit Mangha Kripalani | 1474932 | 7 | 10/19/2012 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Paul | 1300697 | 10 | 10/17/2012 | Customer Dispute | Pending | $1,800,000.00 | $0.00 | See FINRA Report |
| Peter Vargas | 2878497 | 5 | 10/15/2012 | Customer Dispute | Pending | $1,300,000.00 | $0.00 | See FINRA Report |
| Carlos Ortiz | 1406315 | 1 | 10/10/2012 | Customer Dispute | Pending | $10,000,000.00 | $0.00 | See FINRA Report |