Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Phillip Nowak | 6108807 | 1 | 03/05/2013 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Victor Thomas Connor | 843521 | 4 | 03/04/2013 | Customer Dispute | Pending | $15,200.00 | $0.00 | See FINRA Report |
| Shaun Paul Golden | 2629946 | 13 | 03/01/2013 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Candice K Ide | 4165914 | 1 | 02/21/2013 | Customer Dispute | Pending | $159,200.00 | $0.00 | See FINRA Report |
| Patrick Evans Churchville | 2245842 | 4 | 02/15/2013 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Ronald Howard Bernstein | 2288701 | 1 | 02/12/2013 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| James Benjamin Fellus | 1224870 | 5 | 02/07/2013 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Shirley Jean Ju | 1612247 | 2 | 02/05/2013 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Patrick Green | 1568428 | 4 | 02/04/2013 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Sherry S Little | 1092986 | 2 | 01/30/2013 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |