Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Paul | 1300697 | 10 | 04/24/2013 | Customer Dispute | Pending | $445,000.00 | $0.00 | See FINRA Report |
| Jay Leonard Wille | 2792890 | 3 | 04/15/2013 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Farokh Bill Billimoria | 1103365 | 1 | 04/15/2013 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Paul | 1300697 | 10 | 04/15/2013 | Customer Dispute | Pending | $920,500.00 | $0.00 | See FINRA Report |
| Timothy Michael Ondrak | 4993091 | 1 | 04/12/2013 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Clay Morton McCormack | 5874097 | 5 | 03/18/2013 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Darty Paul Dole | 4943979 | 1 | 03/08/2013 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Gregory Ward Harper | 237431 | 2 | 03/06/2013 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Kyle Robert Mahaffy | 6123668 | 1 | 03/05/2013 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Kristopher Kerry Vezino | 6014137 | 1 | 03/05/2013 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |