Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Dana Weiss | 2270372 | 9 | 07/17/2013 | Customer Dispute | Pending | $20,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Boyd | 4689291 | 3 | 07/08/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Fillmore Crawford | 1327638 | 5 | 07/08/2013 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Neal Miller Woodard | 5461015 | 4 | 07/08/2013 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jack Randolph Maurer | 3081542 | 1 | 07/08/2013 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| James Davis | 1180468 | 1 | 06/28/2013 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Tracy Chen | 2553295 | 5 | 06/24/2013 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| James Jonathon Davidson | 1614560 | 2 | 06/17/2013 | Customer Dispute | Pending | $2,432,960.00 | $0.00 | See FINRA Report |
| Jon Westfall Courtney | 4705452 | 2 | 06/17/2013 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Coviello | 1051224 | 3 | 06/17/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |