Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marshall Dean Gunn | 1210021 | 4 | 12/13/2013 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Kellie Hugh Holder | 1453561 | 4 | 12/12/2013 | Customer Dispute | Pending | $107,323.00 | $0.00 | See FINRA Report |
| Randen Lee Traughber | 6037925 | 2 | 12/10/2013 | Customer Dispute | Pending | $779,963.00 | $0.00 | See FINRA Report |
| Samuel Stanley Lindenberg | 1049681 | 3 | 12/09/2013 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Demuro | 1886826 | 2 | 12/09/2013 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Samuel Stanley Lindenberg | 1049681 | 3 | 12/05/2013 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Louis Baumner | 2298690 | 17 | 11/22/2013 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Adam F Coblin | 2005853 | 10 | 11/12/2013 | Customer Dispute | Pending | $133,000.00 | $0.00 | See FINRA Report |
| John T Valentine | 4724576 | 2 | 11/04/2013 | Customer Dispute | Pending | $26,043.40 | $0.00 | See FINRA Report |
| Gregory Alan Merritt | 1489718 | 2 | 10/28/2013 | Customer Dispute | Pending | $924,094.00 | $0.00 | See FINRA Report |