Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Angel Zapata | 2892463 | 2 | 02/02/2014 | Customer Dispute | Pending | $115,000.00 | $0.00 | See FINRA Report |
| Waldemar Danny Vasquez | 4840049 | 2 | 02/01/2014 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| David E Kuntz | 4549610 | 2 | 01/17/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Randall Keith Beard | 1978051 | 2 | 01/02/2014 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Michael Koresko | 1888222 | 5 | 12/30/2013 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Keith Gregory Daubenspeck | 1463372 | 8 | 12/27/2013 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Burdett Smith | 1402080 | 4 | 12/19/2013 | Customer Dispute | Pending | $99,242.80 | $0.00 | See FINRA Report |
| Dennis Herold Daugs | 1615507 | 10 | 12/19/2013 | Customer Dispute | Pending | $1,300,000.00 | $0.00 | See FINRA Report |
| Richard Hampton Scurlock | 3172045 | 5 | 12/18/2013 | Customer Dispute | Pending | $22,089.20 | $0.00 | See FINRA Report |
| Kenneth Paul Daigle | 730736 | 6 | 12/16/2013 | Customer Dispute | Pending | $727,987.00 | $0.00 | See FINRA Report |