Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Dean Bayliss | 3274327 | 6 | 10/24/2014 | Customer Dispute | Pending | $1,145,050.00 | $0.00 | See FINRA Report |
| Terrence Daniels | 1790559 | 4 | 10/22/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jane Vidal | 5390903 | 1 | 10/20/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Michael Koresko | 1888222 | 5 | 10/20/2014 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Wayne Fonken | 2245727 | 3 | 10/14/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Marmande | 2233021 | 6 | 10/13/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Allie Miranda Martinez Huerta | 6138935 | 1 | 10/10/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Luis Alberto Garcia | 2295856 | 57 | 10/02/2014 | Customer Dispute | Pending | $3,187,620.00 | $0.00 | See FINRA Report |
| Jorge K Finkelberg | 6050156 | 1 | 10/01/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Collins | 4729357 | 4 | 09/25/2014 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |