Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Terrence Snedeker | 2811809 | 12 | 11/18/2014 | Customer Dispute | Pending | $326,418.00 | $0.00 | See FINRA Report |
| Gerald James Bavero | 734852 | 5 | 11/15/2014 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Zeyd Ibn Sattar | 6196997 | 4 | 11/14/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Douglas Mooneyham | 1907740 | 3 | 11/13/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Neil Tricarico | 1500863 | 15 | 11/13/2014 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Ulises Perez | 2411198 | 3 | 11/11/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Courtney Rae Smith | 4458169 | 2 | 11/10/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Lawrence Wilson | 1254820 | 2 | 11/06/2014 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Victor Lawrence Bull | 856368 | 6 | 11/05/2014 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| Richard Francis Beston | 2100174 | 1 | 11/05/2014 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |