Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Iris Cecelia Israel | 1547363 | 28 | 01/18/2023 | Customer Dispute | Pending | $580,000.00 | $0.00 | See FINRA Report |
| Paul Wayne Jones | 2920042 | 3 | 01/18/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 01/18/2023 | Customer Dispute | Pending | $139,224.00 | $0.00 | See FINRA Report |
| Amy Leigh Burke | 6141065 | 6 | 01/18/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Avi J Bialo | 6165479 | 4 | 01/17/2023 | Customer Dispute | Pending | $118,000.00 | $0.00 | See FINRA Report |
| Phyllis Bartolotta | 4508551 | 1 | 01/17/2023 | Customer Dispute | Pending | $313,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 22 | 01/17/2023 | Customer Dispute | Pending | $39,000.00 | $0.00 | See FINRA Report |
| Steven John Bartos | 2232498 | 1 | 01/17/2023 | Customer Dispute | Pending | $84,000.00 | $0.00 | See FINRA Report |
| Jeffrey Quan Nguyen | 2751686 | 1 | 01/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Colin Seibert | 2710335 | 5 | 01/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |