Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Kevin Egan | 2221733 | 9 | 09/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| David William Sosa | 6725101 | 2 | 09/06/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Drew Matthew Peacock | 5834481 | 5 | 09/05/2024 | Customer Dispute | Pending | $607,235.00 | $0.00 | See FINRA Report |
| Rajesh Markan | 4553309 | 3 | 09/04/2024 | Customer Dispute | Pending | $420,000.00 | $0.00 | See FINRA Report |
| John Howley Whalen | 1900188 | 3 | 09/04/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Megurditch Mike Patatian | 4047060 | 21 | 09/04/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Robert Edelman | 5652556 | 1 | 09/04/2024 | Customer Dispute | Pending | $27,090.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 09/03/2024 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Kenneth Cecil Sledge | 824533 | 2 | 08/30/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kirk A O'Brien | 4837590 | 1 | 08/30/2024 | Customer Dispute | Pending | $45,000.00 | $0.00 | See FINRA Report |