Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bowman James Nicholson | 6050450 | 1 | 09/12/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| David Dean Glienke | 5502866 | 2 | 09/11/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Higgins | 2871443 | 9 | 09/11/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Kirk James Crossen | 2742256 | 3 | 09/10/2024 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Thomas Burgess Hamlin | 2208505 | 10 | 09/09/2024 | Customer Dispute | Pending | $650,000.00 | $0.00 | See FINRA Report |
| Donald Anthony Wright | 5562960 | 2 | 09/09/2024 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Megurditch Mike Patatian | 4047060 | 21 | 09/09/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Frederick Bruce Salus | 1626385 | 1 | 09/06/2024 | Customer Dispute | Pending | $595,000.00 | $0.00 | See FINRA Report |
| Megurditch Mike Patatian | 4047060 | 21 | 09/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Megurditch Mike Patatian | 4047060 | 21 | 09/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |