Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Raymond Yurich | 475451 | 3 | 03/21/1974 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Robert Raymond Yurich | 475451 | 3 | 08/29/1973 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Dale Duane Ruohomaki | 2487736 | 2 | 11/30/-0001 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |