Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clinton Wayne Copeland | 2906272 | 2 | 07/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce William Marche | 2404029 | 1 | 07/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Joseph Conley | 1905484 | 11 | 07/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua D Moore | 6821975 | 1 | 07/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Damien Mora | 6284094 | 1 | 07/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hal Bradley Butler | 1069655 | 1 | 07/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Adam Christensen | 4880887 | 1 | 07/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vlad Shafir | 6620759 | 1 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Leon Williams | 5753243 | 2 | 07/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Bettinson | 4496604 | 1 | 07/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |