Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melinda Ashlee Ogden | 7741789 | 2 | 07/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melinda Ashlee Ogden | 7741789 | 2 | 07/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon John Flynn | 3111875 | 2 | 07/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Brodrick Shiek | 5620237 | 2 | 07/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Douglas Brooks | 5575440 | 2 | 07/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derrick Tyrone Robinson | 2304436 | 6 | 07/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Wilson Carroll | 6825643 | 3 | 07/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tim Alan McDonald | 4992967 | 1 | 07/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Patrick Davis | 5612443 | 1 | 07/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vernon Grant Stewart | 1319855 | 4 | 07/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |