Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Irby Gaddis | 2678734 | 1 | 08/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paula Jeanne MacCormack | 1126360 | 1 | 08/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonjacques Fajardo | 7511919 | 3 | 08/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janine Marie McWhirteryoung | 2545160 | 4 | 08/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randy Carl Parker | 2288305 | 2 | 08/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Vincent Smith | 6441182 | 1 | 08/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gene Coppa | 5975624 | 6 | 08/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christen Shontell Blodgett | 5598386 | 3 | 07/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stacy L Schmidt-Carroll | 3188069 | 1 | 07/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Lee Bruce | 2502123 | 4 | 07/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |