Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Tolmaczewiec | 6005572 | 1 | 01/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoffrey Stafford Williams | 5481208 | 1 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward James Golden | 6949955 | 1 | 01/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Scott Lynn | 2190764 | 5 | 12/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alicia Daisy Brown | 2618554 | 4 | 12/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aretha Tyler Rembert | 7024218 | 1 | 12/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Patrick | 5817029 | 1 | 12/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Andrew Balliette | 6486544 | 2 | 12/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Ray Fleck | 2777396 | 3 | 12/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph George Turck | 4459497 | 1 | 12/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |