Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Floyd Alford Robinson | 401589 | 1 | 10/23/1975 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonard Henry Schwalb | 1061625 | 1 | 01/01/1971 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Steven Omelina | 720896 | 5 | 11/19/1910 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laura Lee Kuechler | 1037194 | 2 | 11/30/-0001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Jay Katz | 2459235 | 2 | 11/30/-0001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Phillip Darling | 61046 | 1 | 11/30/-0001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Austin Dooley | 1319948 | 4 | 11/30/-0001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |