Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Henry Dorin | 1258639 | 3 | 06/22/1981 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marybeth McKee | 2376707 | 1 | 06/01/1981 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tommy Lynn Kimbrel | 3123567 | 1 | 03/03/1981 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jack Thomas Maio | 2189416 | 1 | 10/23/1980 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Goldstein | 224574 | 3 | 01/01/1980 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Dorin | 1258639 | 3 | 09/25/1979 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Henry Dorin | 1258639 | 3 | 07/19/1979 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce T Slaff | 4675732 | 2 | 03/07/1977 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edward Vedrenne | 1718972 | 1 | 01/01/1977 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Lee Williams | 1110974 | 4 | 01/01/1977 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |