Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joyce Katzman Gonzalez | 1048934 | 8 | 07/23/1983 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dominick Michael Versace | 2082245 | 1 | 01/01/1983 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lloyd Daniel Lehan | 1131508 | 1 | 12/12/1982 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Arthur Casey | 709047 | 13 | 05/21/1982 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Arthur Casey | 709047 | 13 | 05/21/1982 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Arthur Casey | 709047 | 13 | 05/21/1982 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Arthur Casey | 709047 | 13 | 05/21/1982 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Arthur Casey | 709047 | 13 | 05/21/1982 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Everett Wayland | 2258000 | 4 | 10/19/1981 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Everett Wayland | 2258000 | 4 | 08/25/1981 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |