Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Curtis Sherman | 1585333 | 1 | 01/01/1985 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William James Johnson | 1148762 | 4 | 12/31/1984 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victoria Gay Sher | 2048362 | 1 | 11/26/1984 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sharron Ann Sibley | 1347800 | 1 | 08/01/1984 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Kay Cotton | 1319355 | 1 | 05/10/1984 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John James Fuhrman | 1226153 | 1 | 04/01/1984 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Herbert Belk | 1536079 | 2 | 03/07/1984 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Harvey Woods | 602276 | 3 | 01/01/1984 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry William Covert | 1000023 | 1 | 01/01/1984 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Herbert Belk | 1536079 | 2 | 12/30/1983 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |