Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 08/15/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Marshall Curry | 2513911 | 9 | 07/01/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Campbell Farmer | 1381547 | 2 | 06/01/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Todd Schlosser | 2200388 | 20 | 05/01/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Todd Schlosser | 2200388 | 20 | 05/01/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Gilmore McCoy | 1952491 | 2 | 04/19/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Max Merrill Greer | 1966961 | 3 | 04/13/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Everett Wayland | 2258000 | 4 | 03/22/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William James Johnson | 1148762 | 4 | 12/31/1986 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward James Kelly | 2017986 | 4 | 12/08/1986 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |