Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Autrey Allen Wysong | 2202577 | 1 | 01/30/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Frank Pailin | 1209128 | 15 | 01/25/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Mark Thomson | 1287184 | 1 | 12/14/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Todd Schlosser | 2200388 | 20 | 12/01/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Karl Hobgood | 726181 | 7 | 11/04/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Billie Gene Houk | 2507250 | 1 | 09/08/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Gregory Hoffman | 1175434 | 20 | 08/16/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sheila Jaffe | 2045504 | 1 | 07/07/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Todd Schlosser | 2200388 | 20 | 06/01/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Marshall Curry | 2513911 | 9 | 06/01/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |