Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore William Carol | 2588036 | 2 | 06/01/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 05/10/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Karl Hobgood | 726181 | 7 | 05/08/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Sanford Marder | 2203067 | 2 | 05/02/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Hugo Ramirez | 2622554 | 1 | 05/01/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Preston Michel | 1275392 | 7 | 04/28/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Georgana Ione Gatt | 3031974 | 2 | 04/27/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Mark Winston | 2348714 | 1 | 04/05/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Frederick Linenger | 2231803 | 1 | 03/01/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick John Callen | 718556 | 3 | 02/11/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |