Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Burnham Dell MacOmber | 856137 | 1 | 03/20/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| J Robert Morris | 340507 | 5 | 03/07/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 03/06/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| J Robert Morris | 340507 | 5 | 03/02/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Earl Jones | 2359615 | 3 | 03/01/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Bertalan | 1068612 | 1 | 02/01/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Sanford Marder | 2203067 | 2 | 01/30/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antoine G Ducros | 1410101 | 1 | 01/15/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Bernard Kearns | 1286358 | 2 | 12/29/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Lewis Danner | 3236323 | 3 | 12/14/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |