Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Morris | 1616953 | 39 | 08/30/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 08/14/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Douglas Lovett | 1521685 | 1 | 08/01/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Karl Hobgood | 726181 | 7 | 07/23/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradly Edward Tharp | 2014715 | 5 | 07/18/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harvey Pettibone Barnard | 12714 | 3 | 06/19/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Tucker Schade | 2247245 | 1 | 06/04/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Clarke White | 1139466 | 1 | 04/20/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Richard Reid | 1984593 | 2 | 04/04/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gaetano Magarelli | 2227996 | 9 | 03/20/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |