Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Donnelly | 1673855 | 5 | 03/20/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Helyn Kathleen Johnston | 2333075 | 2 | 03/14/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Andrew Lee | 2768039 | 7 | 02/05/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Michael Wasti | 1321667 | 4 | 01/18/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 01/15/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Betty Carol Smith | 1474256 | 7 | 01/14/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rocco Degregorio | 2133565 | 7 | 01/07/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Marshall Curry | 2513911 | 9 | 01/01/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Keith Roath | 2948627 | 1 | 01/01/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerard Jude Halloran | 1186943 | 13 | 01/01/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |