Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Shawn Danter | 1091502 | 2 | 09/25/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Paul Waller | 1991984 | 1 | 09/20/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Knox Fuller | 2947131 | 1 | 09/10/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samirah Abdul-Alim | 1863193 | 1 | 08/23/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Donnelly | 1673855 | 5 | 08/20/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph A Natoli | 5818236 | 3 | 07/19/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Camerino Angulo Hernandez | 1330606 | 2 | 07/17/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Floyd Gazzola | 1488943 | 2 | 07/08/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Sinclair Frank | 2649381 | 3 | 07/02/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Aylmer Teekell | 1227101 | 1 | 06/26/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |