Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roy Allen Hill | 1538886 | 1 | 02/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laura Kathleen Chiesman | 1390267 | 1 | 01/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradly Edward Tharp | 2014715 | 5 | 12/30/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel David Moss | 718792 | 10 | 12/18/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Russell Lucas Ware | 1038282 | 3 | 12/17/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Dorso | 1060529 | 18 | 12/09/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Jude Ollquist | 1232736 | 1 | 12/03/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joanne Marie Beaton | 1870572 | 5 | 10/28/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lloyd Elbert Pegues | 1981223 | 1 | 10/16/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Avery Darrow | 2401679 | 3 | 10/01/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |