Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ellene Brand Cain | 1252576 | 1 | 04/12/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George David Biddle | 2288780 | 1 | 04/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Frank Pailin | 1209128 | 15 | 03/23/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Michael Wasti | 1321667 | 4 | 03/09/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Kipniss | 1243252 | 1 | 03/04/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irvin Wayne Brewer | 2184168 | 13 | 03/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Stouffer | 1571755 | 4 | 03/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Russell Lucas Ware | 1038282 | 3 | 02/10/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacqueline Hefelfinger | 2273817 | 4 | 02/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Thomas Bresson | 1360768 | 1 | 02/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |