Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Francis Higgins | 1413105 | 1 | 07/10/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Craig Mitchell | 2208020 | 1 | 07/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon George Huber | 1241571 | 3 | 06/03/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kennon Albert Brennen | 2293020 | 7 | 05/22/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Traci S Ruiz | 2437210 | 2 | 05/10/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Ray Pitts | 4777045 | 3 | 05/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Laskey | 2354286 | 3 | 04/30/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leigh Richard Pickl | 1652164 | 1 | 04/27/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 04/27/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julia Beth Thomason | 2228267 | 1 | 04/22/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |