Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gerard Steproe | 2980055 | 1 | 09/15/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valerie Chase | 1741238 | 3 | 09/14/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacqueline Hefelfinger | 2273817 | 4 | 09/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Fulford | 1836318 | 2 | 09/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Orlando Jerome Hardman | 2125536 | 2 | 08/20/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence James Hubert | 2000667 | 8 | 08/07/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Wilson Grace | 5419899 | 2 | 08/06/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Ray Pitts | 4777045 | 3 | 07/30/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Bongiovanni | 5323702 | 4 | 07/30/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Bernard Kearns | 1286358 | 2 | 07/24/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |